SEC Form 4 · accession 0001562180-16-003193
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew M Jones
Officer — Vice President
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | M | 279 | $0.00 | A | 388 | D | |
| Common StockF1 | Oct 3, 2016 | F | 77 | $70.48 | D | 311 | D | |
| Common StockF2 | holding | — | — | — | 29 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F3,F4 | — | Oct 3, 2016 | M | 279 | D | — | — | Common Stock | 279 | 5,612 | D |
Explanation of responses
- F1These shares were withheld by Minerals Technologies Inc. to satisfy tax withholding obligations.
- F2The information contained in this report is based on a Plan Statement dated as of October 3, 2016.
- F3Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F4The DRSUs were granted on October 1, 2015 and vest in three equal annual installments beginning on October 1, 2016.