SEC Form 4 · accession 0001562180-16-003039
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dj Monagle III
Officer — Senior Vice President
Period of report
Aug 23, 2016
Accepted (ET)
Aug 23, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | M | 2,200 | $32.305 | A | 54,408 | D | |
| Common Stock | Aug 23, 2016 | M | 8,000 | $32.08 | A | 62,408 | D | |
| Common StockF1,F2 | Aug 23, 2016 | S | 7,929 | $70.52 | D | 54,479 | D | |
| Common StockF3 | holding | — | — | — | 730 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $32.305 | Aug 23, 2016 | M | 2,200 | D | — | Apr 25, 2017 | Common Stock | 2,200 | 162,715 | D |
| Employee Stock Option (Right to Buy)F5 | $32.08 | Aug 23, 2016 | M | 8,000 | D | — | Feb 27, 2018 | Common Stock | 8,000 | 154,715 | D |
Explanation of responses
- F1Reflects shares sold to pay withholding taxes and costs of options; balance of shares retained by the officer.
- F2Weighted average price representing high of $70.62 and low of $70.47.
- F3The information contained in this report is based on a Plan Statement dated as of August 22, 2016.
- F4The option vested in three equal annual installment beginning on April 25, 2008.
- F5The option vested in three equal annual installment beginning on February 27, 2009.