SEC Form 4 · accession 0001562180-16-003038
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Mayger
Officer — Senior Vice President
Period of report
Aug 23, 2016
Accepted (ET)
Aug 23, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | M | 4,032 | $32.2275 | A | 30,617 | D | |
| Common Stock | Aug 23, 2016 | M | 1,520 | $28.5375 | A | 32,137 | D | |
| Common StockF1,F2 | Aug 23, 2016 | S | 3,972 | $70.39 | D | 28,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $32.2275 | Aug 23, 2016 | M | 4,032 | D | — | Jan 26, 2021 | Common Stock | 4,032 | 46,654 | D |
| Employee Stock Option (Right to Buy)F4 | $28.5375 | Aug 23, 2016 | M | 1,520 | D | — | Aug 5, 2021 | Common Stock | 1,520 | 45,134 | D |
Explanation of responses
- F1Reflects shares sold to pay withholding taxes and costs of options; balance of shares retained by the officer.
- F2Weighted average price representing high of $70.61 and low of $70.24.
- F3The option vested in three equal annual installment beginning on January 26, 2012.
- F4The option vested in three equal annual installment beginning on August 5, 2012.