SEC Form 4 · accession 0001562180-16-003034
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Carpenter
Officer — Vice President
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2016 | M | 2,327 | $61.83 | A | 4,714 | D | |
| Common Stock | Aug 22, 2016 | M | 1,947 | $60.185 | A | 6,661 | D | |
| Common StockF2 | Aug 22, 2016 | S | 5,467 | $70.57 | D | 1,194 | D | |
| Common StockF3 | holding | — | — | — | 396 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $61.83 | Aug 22, 2016 | M | 2,327 | D | — | May 21, 2024 | Common Stock | 2,327 | 16,032 | D |
| Employee Stock Option (Right to Buy)F5 | $60.185 | Aug 22, 2016 | M | 1,947 | D | — | Jan 20, 2025 | Common Stock | 1,947 | 14,085 | D |
Explanation of responses
- F1Due to third party clerical error, the amount of securities beneficially owned by the reporting person have been updated from previously reported amount.
- F2Weighted average price representing high of $70.70 and low of $70.50.
- F3The information contained in this report is based on a Plan Statement dated as of August 22, 2016.
- F4The option vested in three equal annual installment beginning on May 21, 2015.
- F5The option vested in three equal annual installment beginning on January 20, 2016.