SEC Form 4 · accession 0001562180-16-002955
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas T Dietrich
Officer — Chief Financial Officer
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 4,200 | $32.675 | A | 46,779 | D | |
| Common Stock | Aug 9, 2016 | M | 10,000 | $32.08 | A | 56,779 | D | |
| Common StockF1,F2 | Aug 9, 2016 | S | 10,080 | $69.26 | D | 46,699 | D | |
| Common StockF1,F3 | Aug 9, 2016 | S | 1,000 | $68.72 | D | 45,699 | D | |
| Common StockF4 | holding | — | — | — | 2,812 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $32.675 | Aug 9, 2016 | M | 4,200 | D | — | Aug 1, 2017 | Common Stock | 4,200 | 126,372 | D |
| Employee Stock Option (Right to Buy)F6 | $32.08 | Aug 9, 2016 | M | 10,000 | D | — | Feb 27, 2018 | Common Stock | 10,000 | 116,372 | D |
Explanation of responses
- F1Reflects shares sold to pay withholding taxes and costs of options; balance of shares retained by the officer.
- F2Weighted average price representing high of $69.79 and low of $68.79.
- F3Weighted average price representing high of $68.78 and low of $68.69.
- F4The information contained in this report is based on a Plan Statement dated as of August 9, 2016.
- F5The option vested in three equal annual installment beginning on February 29, 2008.
- F6The option vested in three equal annual installment beginning on February 27, 2009.