SEC Form 4/A · accession 0001562180-16-001557
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph C Muscari
Officer — CEO and Chairman · Director
Period of report
Jan 20, 2016
Accepted (ET)
Feb 9, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2016 | M | 56,590 | $0.00 | A | 332,050 | D | |
| Common StockF1,F2 | Jan 20, 2016 | F | 26,247 | $37.485 | D | 305,803 | D | |
| Common StockF3 | holding | — | — | — | 24,000 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 2,733 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F5,F6 | — | Jan 20, 2016 | M | 56,590 | D | — | — | Common Stock | 56,590 | 36,724 | D |
Explanation of responses
- F1These shares were withheld by Minerals Technologies Inc. to satisfy tax withholding obligations.
- F2The number of share withheld have been updated from previously reported amount.
- F3Reflects shares in trust for the benefit for reporting person's children.
- F4The information contained in this report is based on a Plan Statement dated as of January 20, 2016.
- F5Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F6The DRSUs were granted on January 20, 2015 and vest 100% on January 20, 2016.