SEC Form 4/A · accession 0001562180-16-001436
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rick Honey
Officer — VICE PRESIDENT
Period of report
Jan 19, 2016
Accepted (ET)
Feb 2, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F2,F1,F3 | — | Jan 19, 2016 | A | 1,604 | A | — | — | Common Stock | 1,604 | 5,240 | D |
| Employee Stock Option (Right to Buy)F2,F4 | $38.285 | Jan 19, 2016 | A | 1,898 | A | — | Jan 19, 2026 | Common Stock | 1,898 | 12,925 | D |
Explanation of responses
- F1Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F2The number of derivatives awarded have been updated from previously reported amount.
- F3DRSUs were granted on January 19, 2016 and vest in three equal annual installments beginning on January 19, 2017.
- F4The options were granted on January 19, 2016 and vest in three equal annual installments beginning on January 19, 2017.