SEC Form 4 · accession 0001562180-16-001387
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Honey
Officer — VICE PRESIDENT
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 12:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2016 | M | 695 | $0.00 | A | 4,001 | D | |
| Common StockF1 | Jan 22, 2016 | F | 295 | $39.655 | D | 3,706 | D | |
| Common StockF2 | holding | — | — | — | 6,652 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F3,F4 | — | Jan 22, 2016 | M | 387 | D | — | — | Common Stock | 387 | 3,899 | D |
| Deferred Restricted Stock Units (DRSUs)F3,F5 | — | Jan 22, 2016 | M | 308 | D | — | — | Common Stock | 308 | 3,591 | D |
Explanation of responses
- F1These shares were withheld by Minerals Technologies Inc. to satisfy tax withholding obligations.
- F2The information contained in this report is based on a Plan Statement dated as of January 20, 2016.
- F3Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F4The DRSUs were granted on January 22, 2013 and vest in three equal annual installments beginning on January 22, 2014.
- F5The DRSUs were granted on January 22, 2014 and vest in three equal annual installments beginning on January 22, 2015.