SEC Form 4 · accession 0001562180-16-001383
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Carpenter
Officer — Vice President
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2016 | M | 2,355 | $0.00 | A | 3,213 | D | |
| Common StockF1 | Jan 20, 2016 | F | 858 | $37.485 | D | 1,942 | D | |
| Common StockF2 | holding | — | — | — | 162 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock Units (DRSUs)F3,F4 | — | Jan 20, 2016 | M | 2,355 | D | — | — | Common Stock | 2,355 | 11,225 | D |
Explanation of responses
- F1These shares were withheld by Minerals Technologies Inc. to satisfy tax withholding obligations.
- F2The information contained in this report is based on a Plan Statement dated as of January 20, 2016.
- F3Each DRSU is the economic equivalent of one share of Mineral Technologies Inc. Common Stock.
- F4The DRSUs were granted on January 20, 2015 and vest in three equal annual installments beginning on January 20, 2016.