SEC Form 4 · accession 0000890926-17-000003
RADIAN GROUP INC · RDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bazemore Teresa Bryce
Officer — President of Radian Guaranty
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 14, 2017 | M | 44,000 | $10.42 | A | 162,298 | D | |
| Common StockF1,F3 | Feb 14, 2017 | S | 44,000 | $19.6409 | D | 118,298 | D | |
| Common stockF3 | Feb 14, 2017 | M | 107,030 | $3.58 | A | 225,328 | D | |
| Common stockF2,F3 | Feb 14, 2017 | S | 107,030 | $19.6039 | D | 118,298 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF4 | $10.42 | Feb 14, 2017 | M | 44,000 | D | May 12, 2013 | May 12, 2017 | Common Stock | 44,000 | 0 | D |
| Non-Qualified Stock OptionF4 | $3.58 | Feb 14, 2017 | M | 107,030 | D | Jun 19, 2014 | Jun 9, 2018 | Common Stock | 107,030 | 0 | D |
Explanation of responses
- F1This reflects the disposition of shares acquired upon the exercise of non-qualified sock options that are scheduled to expire on May 12, 2017.
- F2This reflects the disposition of shares acquired upon the exercise of non-qualified sock options that are scheduled to expire on June 9, 2018.
- F3Includes 295 shares of common stock acquired on June 30, 2016 and 292 shares of common stock acquired on December 31, 2016, each through the Radian Group Inc. 2008 Employee Stock Purchase Plan.
- F4Not applicable.