SEC Form 4 · accession 0001144204-16-079955
DYNACQ HEALTHCARE INC · DYII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric K. Chan
Officer — President and CEO · Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2016 | P | 587,539 | $0.10 | A | 587,539 | I | By CEMEKC, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected by CEMEKC, Inc. ("CEMEKC"). Dr. Eric K. Chan is the sole owner, officer and director of the CEMEKC. CEMEKC acquired these shares pursuant to the tender offer commmenced on December 18, 2016 by Dr. Chan, Ella Y. T. C. Chan, the Chiu M. Chan Family Trust and CEMEKC, Inc. The tender offer expired on February 5, 2016, upon which CEMEKC accepted for payment all shares that were validly tendered in the tender offer.