SEC Form 4 · accession 0001209191-19-013370
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumner J Waring III
Officer — Sr. VP Operations
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 95,100 | $17.405 | A | 428,631 | D | |
| Common StockF1 | Feb 22, 2019 | S | 95,100 | $42.65 | D | 333,531 | D | |
| Common Stock | holding | — | — | — | 6,360 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $17.405 | Feb 22, 2019 | M | 95,100 | D | — | Feb 11, 2022 | Common Stock | 95,100 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $42.58 to $42.78 per share on February 22, 2019. The $42.65 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The option vested in three equal installments on February 11, 2015, 2016, and 2017