SEC Form 4 · accession 0001209191-18-058721
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — Chairman,CEO · Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2018 | M | 37,403 | $11.175 | A | 1,013,541 | D | |
| Common StockF1 | Nov 13, 2018 | S | 37,403 | $44.46 | D | 976,138 | D | |
| Common Stock | holding | — | — | — | 572,100 | I | By Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.175 | Nov 13, 2018 | M | 37,403 | D | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 37,403 | 299,597 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $44.25 to $44.69 per share on November 13, 2018. The $44.46 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.