SEC Form 4 · accession 0001209191-18-048089
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Tidwell
Officer — Sr.V.P. Sales & Marketing
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 27,900 | $11.175 | A | 78,747 | D | |
| Common StockF1 | Aug 21, 2018 | S | 27,900 | $41.8084 | D | 50,847 | D | |
| Common StockF2 | Aug 21, 2018 | S | 4,250 | $41.7582 | D | 46,597 | D | |
| Common Stock | holding | — | — | — | 16,370 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 5,722 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $11.175 | Aug 21, 2018 | M | 27,900 | D | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 27,900 | 9,300 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $41.75 to $41.97 per share on August 21, 2018. The $41.8084 sale price reported above is a weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were sold in multiple transactions at prices ranging from $41.75 to $41.80 per share on August 21, 2018. The $41.7582 sale price reported above is a weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.