SEC Form 4 · accession 0001209191-18-046880
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Tanzberger
Officer — Sr. VP, and CFO
Period of report
Aug 14, 2018
Accepted (ET)
Aug 15, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 110,000 | $17.405 | A | 166,817 | D | |
| Common StockF1 | Aug 14, 2018 | S | 110,000 | $41.18 | D | 56,817 | D | |
| Common Stock | holding | — | — | — | 132,100 | I | By Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 25,462 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $17.405 | Aug 14, 2018 | M | 110,000 | D | Feb 11, 2017 | Feb 11, 2022 | Common Stock | 110,000 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $40.99 to $41.40 per share. The $41.18 sale price reported above is the weighted average sale price for all of the sales. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.