SEC Form 4 · accession 0001209191-18-045804
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — Chairman,CEO · Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2018 | M | 4,600 | $9.085 | A | 989,709 | D | |
| Common StockF1 | Aug 6, 2018 | S | 4,600 | $40.019 | D | 985,109 | D | |
| Common Stock | Aug 7, 2018 | M | 145,400 | $9.085 | A | 1,130,509 | D | |
| Common StockF2 | Aug 7, 2018 | S | 145,400 | $40.158 | D | 985,109 | D | |
| Common Stock | holding | — | — | — | 572,100 | I | By Deferred Compensation Plan | |
| Common StockF3 | holding | — | — | — | 90,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $9.085 | Aug 6, 2018 | M | 4,600 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 4,600 | 195,400 | D |
| Employee stock option | $9.085 | Aug 7, 2018 | M | 145,400 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 145,400 | 50,000 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $40.00 to $40.03 per share on August 6, 2018. The $40.019 sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were sold in multiple transactions at prices ranging from $40.0 to $40.375 per share on August 7, 2018. The $40.158 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares are held by three 2017 children's trusts.