SEC Form 4 · accession 0001209191-18-045324
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — Chairman,CEO · Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 101,069 | $9.085 | A | 1,086,178 | D | |
| Common StockF1 | Aug 1, 2018 | S | 101,069 | $38.90 | D | 985,109 | D | |
| Common Stock | Aug 2, 2010 | M | 40,931 | $9.085 | A | 1,026,040 | D | |
| Common StockF2 | Aug 2, 2018 | S | 40,931 | $38.806 | D | 985,109 | D | |
| Common Stock | holding | — | — | — | 572,100 | I | By Deferred Compensation Plan | |
| Common StockF3 | holding | — | — | — | 90,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $9.085 | Aug 1, 2018 | M | 101,069 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 101,069 | 240,931 | D |
| Employee stock option | $9.085 | Aug 2, 2018 | M | 40,931 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 40,931 | 200,000 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $38.75 to $39.50 per share on August 1, 2018. The $38.90 sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were sold in multiple transactions at prices ranging from $38.80 to $38.83 per share on August 2, 2018. The $38.806 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares are held by three 2017 children's trusts.