SEC Form 4 · accession 0001209191-18-045200
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Webb
Officer — President, Chief Op. Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 118,193 | $9.085 | A | 386,735 | D | |
| Common StockF1 | Aug 1, 2018 | S | 118,193 | $38.8336 | D | 268,542 | D | |
| Common Stock | Aug 2, 2018 | M | 95,807 | $9.085 | A | 364,349 | D | |
| Common StockF2 | Aug 2, 2018 | S | 95,807 | $38.7447 | D | 268,542 | D | |
| Common Stock | holding | — | — | — | 285,800 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 17,924 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $9.085 | Aug 1, 2018 | M | 118,193 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 118,193 | 95,807 | D |
| Employee stockoption (right ot buy) | $9.085 | Aug 2, 2018 | M | 95,807 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 95,807 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $38.75 to $39.24 per share on August 1, 2018. The $38.8336 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were sold in multiple transactions at prices ranging from $38.68 to $38.82 per share on August 2, 2018. The $38.7447 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.