SEC Form 4 · accession 0001209191-17-052690
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Blair Waltrip
Director
Period of report
Sep 12, 2017
Accepted (ET)
Sep 13, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2017 | J | 412 | $0.00 | D | 12,544 | I | See Footnote |
| Common StockF2 | Sep 12, 2017 | S | 2,000 | $35.0729 | D | 10,544 | I | See Footnote |
| Common StockF3 | Sep 12, 2017 | J | 1,424 | $0.00 | D | 1,424 | I | See Footnote |
| Common Stock | holding | — | — | — | 661,409 | D | ||
| Common StockF4 | holding | — | — | — | 212,000 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 40,000 | I | By 1997 Grandchildren's Trust | |
| Common StockF6 | holding | — | — | — | 367,150 | I | See Footnote | |
| Common Stock | holding | — | — | — | 152,204 | I | By W.B. Waltrip Trust | |
| Common StockF7 | holding | — | — | — | 101,234 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 994 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were distributed by the John B. McGee and Wanda A. McGee Irrevocable Trusts to the beneficiaries of the trust. The shares beneficially owned following the reported transactions are held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares
- F2The shares were sold by the John B. McGee and Wanda A. McGee Irrevocable Trusts. The shares beneficially owned following the reported transactions are held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares
- F3The shares were distributed by the William Blair Waltrip Children's Trusts of 1985 to the beneficiaries of the trust. The shares beneficially owned following the reported transactions are held by the William Blair Waltrip Children's Trusts of 1985. Mr. Waltrip expressly disclaims beneficial ownership of such shares.
- F4The shares are held by one of the Robert L. and Claire H. Waltrip Children's Trusts, of which Mr. Waltrip is sole trustee and beneficiary.
- F5The shares are held by the Waltrip 1997 Grandchildren's Trust. Mr. Waltrip expressly disclaims beneficial ownership of the indicated shares.
- F6The shares are held by three Wanda McGee 1972 Trusts. Mr. Waltrip expressly disclaims beneficial ownership of 2/3 of the indicated shares.
- F7The shares are held by the Robert L. Waltrip Family Trust. Mr. Waltrip expressly disclaims beneficial ownership of 2/3 of the indicated shares.
- F8The shares are held by Mr. Waltrip as custodian for three of his children under the Texas UGMA and Mr. Waltrip expressly disclaims beneficial ownership of such shares.