SEC Form 4 · accession 0001209191-17-052416
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tammy R Moore
Other
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2017 | M | 20,800 | $11.175 | A | 59,220 | D | |
| Common Stock | Sep 8, 2017 | M | 800 | $15.255 | A | 60,020 | D | |
| Common StockF1 | Sep 8, 2017 | S | 21,600 | $34.8552 | D | 38,420 | D | |
| Common Stock | Sep 11, 2017 | M | 19,800 | $15.255 | A | 58,220 | D | |
| Common Stock | Sep 11, 2017 | S | 19,800 | $34.85 | D | 38,420 | D | |
| Common Stock | holding | — | — | — | 15,456 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.175 | Sep 8, 2017 | M | 20,800 | D | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 20,800 | 0 | D |
| Employee Stock Option (right to buy) | $15.255 | Sep 8, 2017 | M | 800 | D | Feb 12, 2016 | Feb 12, 2021 | Common Stock | 800 | 19,800 | D |
| Employee Stock Option (right to buy) | $15.255 | Sep 11, 2017 | M | 19,800 | D | Feb 12, 2016 | Feb 12, 2021 | Common Stock | 19,800 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $34.85 to $34.895 per share on 9/8/2017. The sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commmission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.