SEC Form 4 · accession 0001209191-17-051976
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Tanzberger
Officer — Sr. VP, and CFO
Period of report
Sep 6, 2017
Accepted (ET)
Sep 7, 2017 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2017 | M | 93,400 | $15.255 | A | 150,217 | D | |
| Common Stock | Sep 6, 2017 | M | 93,700 | $11.175 | A | 243,917 | D | |
| Common StockF1 | Sep 6, 2017 | S | 187,100 | $34.925 | D | 56,817 | D | |
| Common Stock | holding | — | — | — | 120,400 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 23,931 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.255 | Sep 6, 2017 | M | 93,400 | D | Feb 12, 2016 | Feb 12, 2021 | Common Stock | 93,400 | 0 | D |
| Employee Stock Option (right to buy) | $11.175 | Sep 6, 2017 | M | 93,700 | D | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 93,700 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $34.69 to $35.31 per share. The sale price reported above is the weighted average sale price for all of the sales. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.