SEC Form 4 · accession 0001209191-17-039809
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — Chairman,CEO · Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2017 | M | 48,606 | $7.625 | A | 1,123,715 | D | |
| Common StockF1 | Jun 13, 2017 | S | 48,606 | $31.917 | D | 1,075,109 | D | |
| Common Stock | holding | — | — | — | 520,200 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $7.625 | Jun 13, 2017 | M | 48,606 | D | Feb 9, 2013 | Feb 9, 2018 | Common Stock | 48,606 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $31.90 to $31.975. The sale prices reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.