SEC Form 4 · accession 0001209191-17-031219
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Blair Waltrip
Director
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2017 | S | 1,570 | $32.23 | D | 32,707 | I | See Footnote |
| Common StockF2 | May 8, 2017 | S | 776 | $32.23 | D | 9,384 | I | See Footnote |
| Common Stock | May 10, 2017 | A | 10,000 | $0.00 | A | 661,409 | D | |
| Common StockF3 | holding | — | — | — | 212,000 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 40,000 | I | By 1997 Grandchildren's Trust | |
| Common StockF5 | holding | — | — | — | 367,150 | I | See Footnote | |
| Common Stock | holding | — | — | — | 152,204 | I | By W.B. Waltrip Trust | |
| Common StockF6 | holding | — | — | — | 101,234 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 994 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold by the John B. McGee and Wanda A. McGee Irrevocable Trusts. The shares beneficially owned following the reported transactions are also held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares.
- F2The shares were sold by the William Blair Waltrip Children's Trusts of 1985. The shares beneficially owned following the reported transactions are also held by the William Blair Waltrip Children's Trusts of 1985 and Mr. Waltrip expressly disclaims beneficial ownership of such shares.
- F3The shares are held by one of the Robert L. and Claire H. Waltrip Children's Trusts, of which Mr. Waltrip is sole trustee and beneficiary.
- F4The shares are held by the Waltrip 1997 Grandchildren's Trust. Mr. Waltrip expressly disclaims beneficial ownership of the indicated shares.
- F5The shares are held by three Wanda McGee 1972 Trusts. Mr. Waltrip expressly disclaims beneficial ownership of 2/3 of the indicated shares.
- F6The shares are held by the Robet L. Waltrip Family Trust. Mr. Waltrip expressly disclaims beneficial ownership of 2/3 of the indicated shares.
- F7The shares are held by Mr. Waltrip as custodian for three of his children under the Texas UGMA and Mr. Waltrip expressly disclaims beneficial ownership of such shares.