SEC Form 4 · accession 0001209191-17-017381
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Blair Waltrip
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | S | 13,100 | $31.0265 | D | 688,309 | D | |
| Common StockF1 | Mar 2, 2017 | S | 36,900 | $31.0575 | D | 651,409 | D | |
| Common StockF2 | holding | — | — | — | 10,160 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 212,000 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 40,000 | I | By 1997 Grandchildren's Trust | |
| Common StockF5 | holding | — | — | — | 367,150 | I | See Footnote | |
| Common Stock | holding | — | — | — | 152,204 | I | By W.B. Waltrip Trust | |
| Common StockF6 | holding | — | — | — | 101,234 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 994 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 34,277 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $31.00 to $31.055 on March 1, 2017 and from $31.00 to $31.101 on March 2, 2017. The sale prices reported above are the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares are held by the William Blair Waltrip Children's Trusts of 1985 and Mr. Waltrip expressly disclaims beneficial ownership of such shares.
- F3The shares are held by one of the Robert L. and Claire H. Waltrip Children's Trusts, of which Mr. Waltrip is sole trustee and beneficiary.
- F4The shares are held by the Waltrip 1997 Grandchildren's Trust. Mr. Waltrip expressly disclaims beneficial ownership of the indicated shares.
- F5The shares are held by three Wanda McGee 1972 Trusts. Mr. Waltrip expressly disclaims beneficial ownership of 2/3 of the indicated shares.
- F6The shares are held by the Robet L. Waltrip Family Trust. Mr. Waltrip expressly disclaims beneficial ownership of 2/3 of the indicated shares.
- F7The shares are held by Mr. Waltrip as custodian for three of his children under the Texas UGMA and Mr. Waltrip expressly disclaims beneficial ownership of such shares.
- F8The shares are held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares.