SEC Form 4 · accession 0001209191-17-012595
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — Chairman,CEO · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 2,421 | $7.625 | A | 1,077,530 | D | |
| Common Stock | Feb 16, 2017 | S | 2,421 | $31.50 | D | 1,075,109 | D | |
| Common Stock | Feb 17, 2017 | M | 131,579 | $7.625 | A | 1,206,688 | D | |
| Common StockF1 | Feb 17, 2017 | S | 131,579 | $31.28 | D | 1,075,109 | D | |
| Common Stock | holding | — | — | — | 520,200 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $7.625 | Feb 16, 2017 | M | 2,421 | D | Feb 9, 2013 | Feb 9, 2018 | Common Stock | 2,421 | 431,579 | D |
| Employee stock option (right to buy) | $7.625 | Feb 17, 2017 | M | 131,579 | D | Feb 9, 2013 | Feb 9, 2018 | Common STock | 131,579 | 300,000 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $31.25 to $31.38. The sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.