SEC Form 4 · accession 0001209191-17-012200
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumner J Waring III
Officer — Sr. VP Operations
Period of report
Feb 16, 2017
Accepted (ET)
Feb 17, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 50,000 | $11.175 | A | 385,955 | D | |
| Common StockF1 | Feb 16, 2017 | S | 50,000 | $31.3023 | D | 335,955 | D | |
| Common Stock | Feb 17, 2017 | G | 3,190 | $0.00 | D | 332,765 | D | |
| Common Stock | holding | — | — | — | 1,960 | I | By Daughter | |
| Common Stock | holding | — | — | — | 5,937 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.175 | Feb 16, 2017 | M | 50,000 | D | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 50,000 | 33,300 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $31.20 to $31.67. The sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.