SEC Form 4 · accession 0001209191-17-009066
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumner J Waring III
Officer — Sr. VP Operations
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | A | 13,000 | $0.00 | A | 335,955 | D | |
| Common StockF1 | holding | — | — | — | 1,960 | I | By Daughter | |
| Common Stock | holding | — | — | — | 6,082 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $29.25 | Feb 7, 2017 | A | 96,900 | A | Feb 7, 2018 | Feb 7, 2025 | Common Stock | 96,900 | 96,900 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares. These shares were previously reported by the reporting person as custodian for daughter under UTMA.
- F2The option vests in three equal annual installments beginning on February 7, 2018.