SEC Form 4 · accession 0001209191-16-141380
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Webb
Officer — President, Chief Op. Officer
Period of report
Sep 13, 2016
Accepted (ET)
Sep 14, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2016 | M | 93,300 | $4.185 | A | 514,203 | D | |
| Common StockF1 | Sep 13, 2016 | S | 93,300 | $26.0323 | D | 420,903 | D | |
| Common Stock | holding | — | — | — | 260,800 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 17,149 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.185 | Sep 13, 2016 | M | 93,300 | D | Feb 10, 2012 | Feb 10, 2017 | Common Stock | 93,300 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $25.995 to $26.06. The sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.