SEC Form 4 · accession 0001209191-16-136210
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — Chairman,CEO · Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 208,444 | $4.185 | A | 1,283,553 | D | |
| Common StockF1 | Aug 8, 2016 | S | 208,444 | $27.046 | D | 1,075,109 | D | |
| Common Stock | holding | — | — | — | 456,900 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $4.185 | Aug 8, 2016 | M | 208,444 | D | Feb 10, 2012 | Feb 10, 2017 | Common Stock | 208,444 | 241,556 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $27.00 to $27.24. The sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.