SEC Form 4 · accession 0001209191-16-127034
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Tidwell
Officer — Sr.V.P. Sales & Merchandising
Period of report
Jun 9, 2016
Accepted (ET)
Jun 10, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2016 | M | 28,900 | $9.16 | A | 85,272 | D | |
| Common Stock | Jun 9, 2016 | M | 40,200 | $9.085 | A | 125,472 | D | |
| Common StockF1 | Jun 9, 2016 | S | 69,100 | $27.198 | D | 56,372 | D | |
| Common Stock | holding | — | — | — | 16,370 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 5,298 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $9.16 | Jun 9, 2016 | M | 28,900 | D | Mar 26, 2013 | Mar 26, 2018 | Common Stock | 28,900 | 0 | D |
| Employee Stock Option (right to buy) | $9.085 | Jun 9, 2016 | M | 40,200 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 40,200 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions ranging from $27.085 to $27.405. The sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.