SEC Form 4 · accession 0001209191-16-122558
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R L Waltrip
Officer — Founder & Chairman Emeritus · Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 57,667 | $15.255 | A | 826,766 | D | |
| Common Stock | May 19, 2016 | M | 64,333 | $17.405 | A | 891,099 | D | |
| Common StockF1 | May 19, 2016 | S | 122,000 | $26.4317 | D | 769,099 | D | |
| Common StockF2 | holding | — | — | — | 460,133 | I | See Footnote | |
| Common StockF3,F4 | holding | — | — | — | 367,150 | I | See Footnote | |
| Common StockF3,F5 | holding | — | — | — | 101,234 | I | See Footnote | |
| Common Stock | holding | — | — | — | 50,965 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $15.255 | May 19, 2016 | M | 57,667 | D | Feb 12, 2016 | Feb 12, 2021 | Common Stock | 57,667 | 0 | D |
| Employee Stock Option (right to buy) | $17.405 | May 19, 2016 | M | 64,333 | D | Feb 11, 2016 | Feb 11, 2022 | Common Stock | 64,333 | 64,334 | D |
Explanation of responses
- F1The shares were sold in multiple transactions ranging from $26.40 to 26.52 per share on 5/19/2016. The sale price reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The indicated shares are held in trusts under will of Wanda A. McGee.
- F3Beneficial ownership of the indicated shares is disclaimed.
- F4The indicated shares are held by three Wanda A. McGee 1972 Trusts.
- F5The indicated shares are held by the Robert L. Waltrip Family Trusts.