SEC Form 4 · accession 0001209191-16-097548
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumner J Waring III
Officer — Sr. VP Operations
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2016 | A | 15,200 | $0.00 | A | 334,576 | D | |
| Common Stock | holding | — | — | — | 1,960 | I | As custodian for daughter under UTMA | |
| Common Stock | holding | — | — | — | 5,962 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F1 | $22.28 | Feb 9, 2016 | A | 86,522 | A | Feb 9, 2017 | Feb 9, 2024 | Common Stock | 86,522 | 86,522 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on February 9, 2017.