SEC Form 4 · accession 0001209191-15-066862
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — President,Chief Executive Off. · Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 37,779 | $4.185 | A | 792,824 | D | |
| Common StockF1 | Aug 17, 2015 | S | 37,779 | $31.9372 | D | 755,045 | D | |
| Common Stock | Aug 18, 2015 | M | 100,054 | $4.185 | A | 855,099 | D | |
| Common StockF1 | Aug 18, 2015 | S | 100,054 | $31.799 | D | 755,045 | D | |
| Common Stock | holding | — | — | — | 497,100 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.185 | Aug 17, 2015 | M | 37,779 | D | Feb 10, 2012 | Feb 10, 2017 | Common Stock | 37,779 | 856,586 | D |
| Employee Stock Option (right to buy) | $4.185 | Aug 18, 2015 | M | 100,054 | D | Feb 10, 2012 | Feb 10, 2017 | Common Stock | 100,054 | 756,532 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $31.88 to $31.98 per share on 8/17/15 and from $31.69 to $31.96 per share on 8/18/15. The sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.