SEC Form 4 · accession 0001209191-15-042789
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Ryan
Officer — President,Chief Executive Off. · Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2015 | M | 139,263 | $11.605 | A | 894,308 | D | |
| Common StockF1 | May 12, 2015 | S | 139,263 | $28.2208 | D | 755,045 | D | |
| Common Stock | May 13, 2015 | M | 154,737 | $11.605 | A | 909,782 | D | |
| Common StockF1 | May 13, 2015 | S | 154,737 | $28.5086 | D | 755,045 | D | |
| Common Stock | holding | — | — | — | 497,100 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.605 | May 12, 2015 | M | 139,263 | D | Feb 12, 2011 | Feb 12, 2016 | Common Stock | 139,263 | 154,737 | D |
| Employee Stock Option (right to buy) | $11.605 | May 13, 2015 | M | 154,737 | D | Feb 12, 2011 | Feb 12, 2016 | Common Stock | 154,737 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $28.05 to $28.345 per share on 5/12/15 and from $28.11 to $28.765 per share on 5/13/15. The sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.