SEC Form 4 · accession 0001209191-15-041563
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerry D Heard
Officer — Vice President Sales
Period of report
May 11, 2015
Accepted (ET)
May 12, 2015 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 8,150 | $11.605 | A | 42,140 | D | |
| Common StockF1 | May 11, 2015 | S | 8,150 | $28.1755 | D | 33,990 | D | |
| Common Stock | holding | — | — | — | 6,169 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 6,370 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.605 | May 11, 2015 | M | 8,150 | D | Feb 12, 2011 | Feb 12, 2016 | Common Stock | 8,150 | 8,150 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $28.16 to $28.21 per share. The sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issue or a security holder of the issuer, full information regarding the number of shares sold at each separate price.