SEC Form 4 · accession 0001209191-15-041561
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C Jacobs
Officer — Sr. VP Chief Marketing Officer
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 32,600 | $11.605 | A | 127,056 | D | |
| Common Stock | May 8, 2015 | M | 18,600 | $9.085 | A | 145,656 | D | |
| Common StockF1 | May 8, 2015 | S | 51,200 | $28.0004 | D | 94,456 | D | |
| Common Stock | May 11, 2015 | M | 25,000 | $9.085 | A | 119,456 | D | |
| Common StockF1 | May 11, 2015 | S | 25,000 | $28.0775 | D | 94,456 | D | |
| Common Stock | holding | — | — | — | 9,842 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.605 | May 8, 2015 | M | 32,600 | D | Feb 12, 2011 | Feb 12, 2016 | Common Stock | 32,600 | 0 | D |
| Employee Stock Option (right to buy) | $9.085 | May 8, 2015 | M | 18,600 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 18,600 | 25,000 | D |
| Employee Stock Option (right to buy) | $9.085 | May 11, 2015 | M | 25,000 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $28.00 to $28.01 per share on 5/8/15 and $28.00 to $28.18 per share on 5/11/15. The sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.