SEC Form 4 · accession 0001209191-15-041127
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert R Lohse
Officer — V. P. Litigation & Risk Mgmt.
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 23,500 | $9.085 | A | 47,870 | D | |
| Common StockF1 | May 8, 2015 | S | 23,500 | $27.9906 | D | 24,370 | D | |
| Common Stock | May 8, 2015 | G | 1,000 | $0.00 | D | 23,370 | D | |
| Common Stock | holding | — | — | — | 19,120 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $9.085 | May 8, 2015 | M | 23,500 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 23,500 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $27.98 to $28.00 per share. The $27.9906 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.