SEC Form 4 · accession 0001209191-15-040505
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R L Waltrip
Officer — Chairman of the Board · Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | M | 40,480 | $9.085 | A | 820,585 | D | |
| Common StockF1 | May 6, 2015 | S | 40,480 | $27.50 | D | 780,105 | D | |
| Common Stock | May 7, 2015 | M | 26,355 | $9.085 | A | 806,460 | D | |
| Common Stock | May 7, 2015 | S | 26,355 | $27.50 | D | 780,105 | D | |
| Common Stock | May 7, 2015 | M | 33,165 | $11.175 | A | 813,270 | D | |
| Common Stock | May 7, 2015 | S | 33,165 | $27.50 | D | 780,105 | D | |
| Common StockF2 | holding | — | — | — | 460,133 | I | See Footnote | |
| Common StockF3,F4 | holding | — | — | — | 367,150 | I | See Footnote | |
| Common StockF3,F5 | holding | — | — | — | 101,234 | I | See Footnote | |
| Common Stock | holding | — | — | — | 51,045 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $9.085 | May 6, 2015 | M | 40,480 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 40,480 | 26,355 | D |
| Employee Stock Option (right to buy) | $9.085 | May 7, 2015 | M | 26,355 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 26,355 | 0 | D |
| Employee Stock Option (right to buy) | $11.175 | May 7, 2015 | M | 33,165 | D | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 33,165 | 152,835 | D |
Explanation of responses
- F1The shares were sold in multiple transactions ranging from $27.50 to $27.51 per share on 5/6/2015. The sale price on 5/6/2015 reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The indicated shares are held in trusts under will of Wanda A. McGee.
- F3Beneficial ownership of the indicated shares is disclaimed.
- F4The indicated shares are held by three Wanda A. McGee 1972 Trusts.
- F5The indicated shares are held by the Robert L. Waltrip Family Trusts.