SEC Form 4 · accession 0001209191-15-038472
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumner J Waring III
Officer — Sr. VP Operations
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 49,000 | $11.605 | A | 370,196 | D | |
| Common Stock | May 1, 2015 | M | 50,000 | $9.085 | A | 420,196 | D | |
| Common StockF1 | May 1, 2015 | S | 99,000 | $27.9888 | D | 321,196 | D | |
| Common Stock | holding | — | — | — | 1,960 | I | As custodian for daughter under UTMA | |
| Common Stock | holding | — | — | — | 6,010 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.605 | May 1, 2015 | M | 49,000 | D | Feb 12, 2011 | Feb 12, 2016 | Common Stock | 49,000 | 0 | D |
| Employee Stock Option (right to buy) | $9.085 | May 1, 2015 | M | 50,000 | D | Feb 8, 2014 | Feb 8, 2019 | Common Stock | 50,000 | 43,800 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $27.74 to $28.11 per share. The $27.9888 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.