SEC Form 4 · accession 0001209191-15-025667
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R L Waltrip
Officer — Chairman of the Board · Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | M | 174,000 | $11.605 | A | 954,105 | D | |
| Common Stock | Mar 10, 2015 | M | 231,000 | $7.625 | A | 1,185,105 | D | |
| Common StockF1 | Mar 10, 2015 | S | 405,000 | $24.8272 | D | 780,105 | D | |
| Common StockF2 | holding | — | — | — | 460,133 | I | See Footnote | |
| Common StockF3,F4 | holding | — | — | — | 367,150 | I | See Footnote | |
| Common StockF3,F5 | holding | — | — | — | 101,234 | I | See Footnote | |
| Common Stock | holding | — | — | — | 51,061 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.605 | Mar 10, 2015 | M | 174,000 | D | Feb 12, 2011 | Feb 12, 2016 | Common Stock | 174,000 | 0 | D |
| Employee Stock Option (right to buy) | $7.625 | Mar 10, 2015 | M | 231,000 | D | Feb 9, 2013 | Feb 9, 2018 | Common Stock | 231,000 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions ranging from $24.75 to $24.94 per share. The $24.8272 sale price reportd above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The indicated shares are held in trusts under will of Wanda A. McGee.
- F3Beneficial ownership of the indicated shares is disclaimed.
- F4The indicated shares are held by three Wanda A. McGee 1972 Trusts.
- F5The indicated shares are held by the Robert L. Waltrip Family Trusts.