SEC Form 4 · accession 0001209191-15-022911
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Del Mixon
Officer — Vice Pres. Info Technology
Period of report
Mar 4, 2015
Accepted (ET)
Mar 5, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 9,000 | $7.625 | A | 29,668 | D | |
| Common StockF1 | Mar 4, 2015 | S | 9,000 | $25.2196 | D | 20,668 | D | |
| Common Stock | holding | — | — | — | 25,620 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 1,886 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.625 | Mar 4, 2015 | M | 9,000 | D | Feb 9, 2013 | Feb 9, 2018 | Common Stock | 9,000 | 9,100 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $25.20 to $25.25 per share. The $25.2196 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.