SEC Form 4 · accession 0001209191-15-019070
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert R Lohse
Officer — V. P. Litigation & Risk Mgmt.
Period of report
Feb 25, 2015
Accepted (ET)
Feb 26, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 16,300 | $11.605 | A | 40,670 | D | |
| Common Stock | Feb 25, 2015 | M | 25,300 | $7.625 | A | 65,970 | D | |
| Common StockF1 | Feb 25, 2015 | S | 41,600 | $24.7619 | D | 24,370 | D | |
| Common Stock | holding | — | — | — | 19,120 | I | By deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.605 | Feb 25, 2015 | M | 16,300 | D | Feb 12, 2011 | Feb 12, 2016 | Common Stock | 16,300 | 0 | D |
| Employee Stock Option (right to buy) | $7.625 | Feb 25, 2015 | M | 25,300 | D | Feb 9, 2013 | Feb 9, 2018 | Common Stock | 25,300 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $24.75 to $24.82 per share. The $24.7619 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.