SEC Form 4 · accession 0001235802-15-000016
UROPLASTY INC · UPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin H Roche
Director
Period of report
Jan 29, 2015
Accepted (ET)
Jan 30, 2015 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2015 | P | 7,100 | $1.23 | A | 7,100 | I | By IRA |
| Common Stock | Jan 29, 2015 | P | 1,100 | $1.24 | A | 8,200 | I | By IRA |
| Common Stock | Jan 29, 2015 | P | 16,800 | $1.25 | A | 25,000 | I | By IRA |
| Common StockF1 | Jan 29, 2015 | P | 25,000 | $1.21 | A | 57,125 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 12,125 shares that are subject to a restricted stock grant that will vest on February 19, 2015.