SEC Form 4 · accession 0001235802-15-000015
UROPLASTY INC · UPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Reynolds
Officer — Senior Vice President and CFO
Period of report
Jan 30, 2015
Accepted (ET)
Jan 30, 2015 · 11:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | P | 1,200 | $1.31 | A | 134,200 | D | |
| Common StockF1 | Jan 30, 2015 | P | 300 | $1.319 | A | 134,500 | D | |
| Common StockF1 | Jan 30, 2015 | P | 3,500 | $1.32 | A | 138,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 125,000 shares that will be issued over time upon vesting pursuant to restricted stock grants.