SEC Form 4 · accession 0001607062-18-000434
Enveric Biosciences, Inc. · ENVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 1:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2018 | S | 58 | $0.3028 | D | 2,349,942 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 1,500 | $0.3011 | D | 2,348,442 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 1,515 | $0.3006 | D | 2,346,927 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 14,119 | $0.3003 | D | 2,332,808 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 15,251 | $0.30 | D | 2,317,557 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 200 | $0.2951 | D | 2,317,357 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 6,657 | $0.295 | D | 2,310,700 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 1,850 | $0.294 | D | 2,310,700 | I | Footnote |
| Common StockF1,F2 | Nov 16, 2018 | S | 58,850 | $0.293 | D | 2,250,000 | I | Footnote |
| Common Stock | holding | — | — | — | 1,650,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc.
- F2Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012.