SEC Form 4 · accession 0001144204-15-054261
INTERNATIONAL BARRIER TECHNOLOGY INC · IBTGF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Marks IB LLC
10% Owner
Period of report
Apr 16, 2015
Accepted (ET)
Sep 9, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2015 | S | 8,500 | $0.44 | D | 6,257,195 | D | |
| Common Stock | Apr 20, 2015 | S | 12,300 | $0.40 | D | 6,244,895 | D | |
| Common Stock | Apr 22, 2015 | S | 3,500 | $0.40 | D | 6,241,395 | D | |
| Common Stock | Apr 23, 2015 | S | 5,700 | $0.40 | D | 6,235,695 | D | |
| Common Stock | Apr 28, 2015 | S | 5,000 | $0.40 | D | 6,230,695 | D | |
| Common Stock | May 14, 2015 | S | 5,000 | $0.39 | D | 6,225,695 | D | |
| Common StockF1 | May 15, 2015 | X | 250,000 | $0.10 | A | 6,475,695 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $0.10 | May 15, 2015 | X | 250,000 | D | May 16, 2012 | May 15, 2015 | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1The Common Shares are owned as follows: (i) Carl Marks IB LLC - 4,187,000 shares; (ii) Carl Marks & Co. Inc. - 1,489,471 shares; and Martin Lizt - 799,224 shares.
- F2The Warrants were owned by Martin Lizt.