SEC Form 4 · accession 0000950138-19-000104
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tim Mantel
Officer — Chief Merchandising Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | F | 7,777 | $6.38 | D | 90,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
- F2The number of securities in this column was overstated by 40,909 units in the latest Form 4 filed on July 20, 2018.