SEC Form 4 · accession 0000950138-18-000646
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl S Hauch
Officer — Vice President, Stores
Period of report
Dec 5, 2018
Accepted (ET)
Dec 6, 2018 · 11:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2018 | A | 32,420 | $0.00 | A | 98,425 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units (payable solely in common stock of the Issuer on each vesting date), vesting in three equal annual installments on December 5 of each of the years 2019 through 2021.