SEC Form 5 · accession 0000950138-18-000625
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Riggio
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 28, 2018
Accepted (ET)
Nov 27, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 19, 2017 | G | 1,350,000 | $0.00 | D | 5,794,491 | D | |
| Common Stock | Dec 21, 2017 | G | 1,450,000 | $0.00 | D | 5,794,491 | D | |
| Common StockF3 | holding | — | — | — | 8,257,641 | I | By Foundation and Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 1,350,000 shares to The Riggio Foundation, a charitable trust ("The Riggio Foundation"), of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio") are co-trustees, and in which neither the Reporting Person nor Mrs. Riggio, nor any of their family members or affiliates, has any pecuniary interest.
- F2Gift of 1,450,000 shares to The Riggio Foundation.
- F3Of these shares, 2,316,668 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and Mrs. Riggio, and 5,940,973 (which include the 1,350,000 shares and the 1,450,000 shares referred to in Notes 1 and 2 above) are owned by The Riggio Foundation.