SEC Form 4 · accession 0000950138-18-000485
BARNES & NOBLE INC · BKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederic Argir
Officer — VP, Chief Digital Officer
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000890491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 18, 2018 | A | 40,909 | $0.00 | A | 107,276 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units (payable solely in common stock of the Issuer on each vesting date), vesting in three equal annual installments on July 18 of each of the years 2019 through 2021.
- F2The number of securities beneficially owned is adjusted to eliminate an inaccurate withholding of shares as reported on Form 4 filed on July 17, 2018, resulting from an error in the computer systems of a third party service provider. The calculations inadvertently included a withholding that was not applicable to the type of transaction reported.